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Network Working Group S. Legg Request for Comments: 3642 Adacel Technologies Category: Informational October 2003 Common Elements of Generic String Encoding Rules (GSER) Encodings Status of this Memo This memo provides information for the Internet community. It does not specify an Internet standard of any kind. Distribution of this memo is unlimited. Copyright Notice Copyright (C) The Internet Society (2003). All Rights Reserved. Abstract The Generic String Encoding Rules (GSER) describe a human readable text encoding for an Abstract Syntax Notation One (ASN.1) value of any ASN.1 type. Specifications making use of GSER may wish to provide an equivalent Augmented Backus-Naur Form (ABNF) description of the GSER encoding for a particular ASN.1 type as a convenience for implementors. This document supports such specifications by providing equivalent ABNF for the GSER encodings for ASN.1 types that commonly occur in Lightweight Directory Access Protocol (LDAP) syntaxes. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 2 2. Conventions. . . . . . . . . . . . . . . . . . . . . . . . . . 2 3. Separators . . . . . . . . . . . . . . . . . . . . . . . . . . 2 4. ASN.1 Built-in Types . . . . . . . . . . . . . . . . . . . . . 2 5. ASN.1 Restricted String Types. . . . . . . . . . . . . . . . . 7 6. Directory ASN.1 Types. . . . . . . . . . . . . . . . . . . . . 9 7. Security Considerations. . . . . . . . . . . . . . . . . . . . 10 8. References . . . . . . . . . . . . . . . . . . . . . . . . . . 10 8.1. Normative References . . . . . . . . . . . . . . . . . . 10 8.2. Informative References . . . . . . . . . . . . . . . . . 11 9. Intellectual Property Notice . . . . . . . . . . . . . . . . . 12 10. Author's Address . . . . . . . . . . . . . . . . . . . . . . . 12 11. Full Copyright Statement . . . . . . . . . . . . . . . . . . . 13 Legg Informational [Page 1]
RFC 3642 Common Elements of GSER Encodings October 2003

1. Introduction

The Generic String Encoding Rules (GSER) [7] define a human readable text encoding, based on ASN.1 [8] value notation, for an ASN.1 value of any ASN.1 type. Specifications making use of GSER may wish to provide a non-normative equivalent ABNF [3] description of the GSER encoding for a particular ASN.1 type as a convenience for implementors unfamiliar with ASN.1. This document supports such specifications by providing equivalent ABNF for the GSER encodings for ASN.1 types that commonly occur in LDAP [10] or X.500 [11] attribute and assertion syntaxes, as well as equivalent ABNF for the GSER encodings for the ASN.1 built-in types. The ABNF given in this document does not replace or alter GSER in any way. If there is a discrepancy between the ABNF specified here and the encoding defined by GSER [7], then GSER is to be taken as definitive.

2. Conventions

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", and "MAY" in this document are to be interpreted as described in BCP 14, RFC 2119 [1]. The key word "OPTIONAL" is exclusively used with its ASN.1 meaning.

3. Separators

Certain separators are commonly used in constructing equivalent ABNF for SET and SEQUENCE types. sp = *%x20 ; zero, one or more space characters msp = 1*%x20 ; one or more space characters sep = [ "," ] The <sep> rule is used in the ABNF description of the encoding for ASN.1 SET or SEQUENCE types where all the components are either OPTIONAL or DEFAULT. It encodes to an empty string if and only if the immediately preceding character in the encoding is "{", i.e., it is only empty for the first optional component actually present in the SET or SEQUENCE value being encoded.

4. ASN.1 Built-in Types

This section describes the GSER encoding of values of the ASN.1 built-in types, except for the restricted character string types. Legg Informational [Page 2]
RFC 3642 Common Elements of GSER Encodings October 2003 The <BIT-STRING> rule describes the GSER encoding of values of the BIT STRING type without a named bit list. BIT-STRING = bstring / hstring If the number of bits in a BIT STRING value is a multiple of four the <hstring> form of <BIT-STRING> MAY be used. Otherwise, the <bstring> form of <BIT-STRING> is used. The <bstring> rule encodes each bit as the character "0" or "1" in order from the first bit to the last bit. The <hstring> rule encodes each group of four bits as a hexadecimal number where the first bit is the most significant. An odd number of hexadecimal digits is permitted. hstring = squote *hexadecimal-digit squote %x48 ; '...'H hexadecimal-digit = %x30-39 / ; "0" to "9" %x41-46 ; "A" to "F" bstring = squote *binary-digit squote %x42 ; '...'B binary-digit = "0" / "1" squote = %x27 ; ' (single quote) The <BOOLEAN> rule describes the GSER encoding of values of the BOOLEAN type. BOOLEAN = %x54.52.55.45 / ; "TRUE" %x46.41.4C.53.45 ; "FALSE" The <CHARACTER-STRING> rule describes the GSER encoding of values of the associated type for the unrestricted CHARACTER STRING type. CHARACTER-STRING = "{" sp id-identification msp Identification "," sp id-data-value msp OCTET-STRING sp "}" id-identification = %x69.64.65.6E.74.69.66.69.63.61.74.69.6F.6E ; "identification" id-data-value = %x64.61.74.61.2D.76.61.6C.75.65 ; "data-value" Identification = ( id-syntaxes ":" Syntaxes ) / ( id-syntax ":" OBJECT-IDENTIFIER ) / ( id-presentation-context-id ":" INTEGER ) / ( id-context-negotiation ":" ContextNegotiation ) / ( id-transfer-syntax ":" OBJECT-IDENTIFIER ) / ( id-fixed ":" NULL ) Legg Informational [Page 3]
RFC 3642 Common Elements of GSER Encodings October 2003 id-syntaxes = %x73.79.6E.74.61.78.65.73 ; "syntaxes" id-syntax = %x73.79.6E.74.61.78 ; "syntax" id-presentation-context-id = %x70.72.65.73.65.6E.74.61.74.69.6F.6E %x2D.63.6F.6E.74.65.78.74.2D.69.64 ; "presentation-context-id" id-context-negotiation = %x63.6F.6E.74.65.78.74.2D.6E.65.67.6F %x74.69.61.74.69.6F.6E ; "context-negotiation" id-transfer-syntax = %x74.72.61.6E.73.66.65.72.2D.73.79.6E %x74.61.78 ; "transfer-syntax" id-fixed = %x66.69.78.65.64 ; "fixed" Syntaxes = "{" sp id-abstract msp OBJECT-IDENTIFIER "," sp id-transfer msp OBJECT-IDENTIFIER sp "}" id-abstract = %x61.62.73.74.72.61.63.74 ; "abstract" id-transfer = %x74.72.61.6E.73.66.65.72 ; "transfer" ContextNegotiation = "{" sp id-presentation-context-id msp INTEGER "," sp id-transfer-syntax msp OBJECT-IDENTIFIER sp "}" The <INTEGER> rule describes the GSER encoding of values of the INTEGER type without a named number list. The <INTEGER-0-MAX> rule describes the GSER encoding of values of the constrained type INTEGER (0..MAX). The <INTEGER-1-MAX> rule describes the GSER encoding of values of the constrained type INTEGER (1..MAX). INTEGER = "0" / positive-number / ("-" positive-number) INTEGER-0-MAX = "0" / positive-number INTEGER-1-MAX = positive-number positive-number = non-zero-digit *decimal-digit decimal-digit = %x30-39 ; "0" to "9" non-zero-digit = %x31-39 ; "1" to "9" The <EMBEDDED-PDV> rule describes the GSER encoding of values of the associated type for the EMBEDDED PDV type. EMBEDDED-PDV = "{" sp id-identification msp Identification "," sp id-data-value msp OCTET-STRING sp "}" The <EXTERNAL> rule describes the GSER encoding of values of the associated type for the EXTERNAL type. Legg Informational [Page 4]
RFC 3642 Common Elements of GSER Encodings October 2003 EXTERNAL = "{" [ sp id-direct-reference msp OBJECT-IDENTIFIER "," ] [ sp id-indirect-reference msp INTEGER "," ] [ sp id-data-value-descriptor msp ObjectDescriptor "," ] sp id-encoding msp Encoding sp "}" id-direct-reference = %x64.69.72.65.63.74.2D.72.65.66.65.72 %x65.6E.63.65 ; "direct-reference" id-indirect-reference = %x69.6E.64.69.72.65.63.74.2D.72.65.66 %x65.72.65.6E.63.65 ; "indirect-reference" id-data-value-descriptor = %x64.61.74.61.2D.76.61.6C.75.65.2D.64 %x65.73.63.72.69.70.74.6F.72 ; "data-value-descriptor" id-encoding = %x65.6E.63.6F.64.69.6E.67 ; "encoding" Encoding = ( id-single-ASN1-type ":" Value ) / ( id-octet-aligned ":" OCTET-STRING ) / ( id-arbitrary ":" BIT-STRING ) id-single-ASN1-type = %x73.69.6E.67.6C.65.2D.41.53.4E.31.2D.74.79 %x70.65 ; "single-ASN1-type" id-octet-aligned = %x6F.63.74.65.74.2D.61.6C.69.67.6E.65.64 ; "octet-aligned" id-arbitrary = %x61.72.62.69.74.72.61.72.79 ; "arbitrary" The <Value> rule is defined by GSER [7]. It represents the GSER encoding of a single value of the ASN.1 type identified by the direct-reference and/or indirect-reference components. The <NULL> rule describes the GSER encoding of values of the NULL type. NULL = %x4E.55.4C.4C ; "NULL" The <OBJECT-IDENTIFIER> rule describes the GSER encoding of values of the OBJECT IDENTIFIER type. OBJECT-IDENTIFIER = numeric-oid / descr numeric-oid = oid-component 1*( "." oid-component ) oid-component = "0" / positive-number Legg Informational [Page 5]
RFC 3642 Common Elements of GSER Encodings October 2003 An OBJECT IDENTIFIER value is encoded using either the dotted decimal representation or an object descriptor name, i.e., <descr>. The <descr> rule is described in RFC 2252 [4]. An object descriptor name is potentially ambiguous and should be used with care. The <OCTET-STRING> rule describes the GSER encoding of values of the OCTET STRING type. OCTET-STRING = hstring The octets are encoded in order from the first octet to the last octet. Each octet is encoded as a pair of hexadecimal digits where the first digit corresponds to the four most significant bits of the octet. If the hexadecimal string does not have an even number of digits, the four least significant bits in the last octet are assumed to be zero. The <REAL> rule describes the GSER encoding of values of the REAL type. REAL = "0" ; zero / PLUS-INFINITY ; positive infinity / MINUS-INFINITY ; negative infinity / realnumber ; positive base 10 REAL value / ( "-" realnumber ) ; negative base 10 REAL value / real-sequence-value ; non-zero base 2 or 10 REAL value PLUS-INFINITY = %x50.4C.55.53.2D.49.4E.46.49.4E.49.54.59 ; "PLUS-INFINITY" MINUS-INFINITY = %x4D.49.4E.55.53.2D.49.4E.46.49.4E.49.54.59 ; "MINUS-INFINITY" realnumber = mantissa exponent mantissa = (positive-number [ "." *decimal-digit ]) / ( "0." *("0") positive-number ) exponent = "E" ( "0" / ([ "-" ] positive-number)) real-sequence-value = "{" sp id-mantissa msp INTEGER "," sp id-base msp ( "2" / "10" ) "," sp id-exponent msp INTEGER sp "}" id-mantissa = %x6D.61.6E.74.69.73.73.61 ; "mantissa" id-base = %x62.61.73.65 ; "base" id-exponent = %x65.78.70.6F.6E.65.6E.74 ; "exponent" A value of the REAL type MUST be encoded as "0" if it is zero. Legg Informational [Page 6]
RFC 3642 Common Elements of GSER Encodings October 2003 The <RELATIVE-OID> rule describes the GSER encoding of values of the RELATIVE-OID type. RELATIVE-OID = oid-component *( "." oid-component )

5. ASN.1 Restricted String Types

This section describes the GSER encoding of values of the ASN.1 restricted character string types. The characters of a value of a restricted character string type are always encoded as a UTF-8 character string between double quotes. For some of the ASN.1 string types, this requires a translation to or from the UTF-8 encoding. Some of the ASN.1 string types permit only a subset of the characters representable in UTF-8. Any double quote characters in the character string, where allowed by the character set, are escaped by being repeated. The <UTF8String> rule describes the GSER encoding of values of the UTF8String type. The characters of this string type do not require any translation before being encoded. UTF8String = StringValue StringValue = dquote *SafeUTF8Character dquote dquote = %x22 ; " (double quote) SafeUTF8Character = %x00-21 / %x23-7F / ; ASCII minus dquote dquote dquote / ; escaped double quote %xC0-DF %x80-BF / ; 2 byte UTF-8 character %xE0-EF 2(%x80-BF) / ; 3 byte UTF-8 character %xF0-F7 3(%x80-BF) ; 4 byte UTF-8 character The <NumericString>, <PrintableString>, <VisibleString>, <ISO646String>, <IA5String>, <GeneralizedTime> and <UTCTime> rules describe the GSER encoding of values of the correspondingly named ASN.1 types. The characters of these string types are compatible with UTF-8 and do not require any translation before being encoded. The GeneralizedTime and UTCTime types use the VisibleString character set, but have a strictly defined format. NumericString = dquote *(decimal-digit / space) dquote space = %x20 Legg Informational [Page 7]
RFC 3642 Common Elements of GSER Encodings October 2003 PrintableString = dquote *PrintableCharacter dquote PrintableCharacter = decimal-digit / space / %x41-5A ; A to Z / %x61-7A ; a to z / %x27-29 ; ' ( ) / %x2B-2F ; + , - . / / %x3A ; : / %x3D ; = / %x3F ; ? ISO646String = VisibleString VisibleString = dquote *SafeVisibleCharacter dquote SafeVisibleCharacter = %x20-21 / %x23-7E ; printable ASCII minus dquote / dquote dquote ; escaped double quote IA5String = dquote *SafeIA5Character dquote SafeIA5Character = %x00-21 / %x23-7F ; ASCII minus dquote / dquote dquote ; escaped double quote century = 2(%x30-39) ; "00" to "99" year = 2(%x30-39) ; "00" to "99" month = ( %x30 %x31-39 ) ; "01" (January) to "09" / ( %x31 %x30-32 ) ; "10" to "12" day = ( %x30 %x31-39 ) ; "01" to "09" / ( %x31-32 %x30-39 ) ; "10" to "29" / ( %x32 %x30-31 ) ; "30" to "31" hour = ( %x30-31 %x30-39 ) / ( %x32 %x30-33 ) ; "00" to "23" minute = %x30-35 %x30-39 ; "00" to "59" second = ( %x30-35 %x30-39 ) ; "00" to "59" / ( %x36 %x30 ) ; "60" (a leap second) UTCTime = dquote year month day hour minute [ second ] [ %x5A / u-differential ] dquote u-differential = ( "-" / "+" ) hour minute GeneralizedTime = dquote century year month day hour [ minute [ second ] ] [ fraction ] [ %x5A / g-differential ] dquote fraction = ( "." / "," ) 1*(%x30-39) g-differential = ( "-" / "+" ) hour [ minute ] The <BMPString> and <UniversalString> rules describe the GSER encoding of values of the BMPString and UniversalString types respectively. BMPString (UCS-2) and UniversalString (UCS-4) values are translated into UTF-8 [6] character strings before being encoded according to <StringValue>. Legg Informational [Page 8]
RFC 3642 Common Elements of GSER Encodings October 2003 BMPString = StringValue UniversalString = StringValue The <TeletexString>, <T61String>, <VideotexString>, <GraphicString>, <GeneralString> and <ObjectDescriptor> rules describe the GSER encoding of values of the correspondingly named ASN.1 types. Values of these string types are translated into UTF-8 character strings before being encoded according to <StringValue>. The ObjectDescriptor type uses the GraphicString character set. TeletexString = StringValue T61String = StringValue VideotexString = StringValue GraphicString = StringValue GeneralString = StringValue ObjectDescriptor = GraphicString

6. Directory ASN.1 Types

This section describes the GSER encoding of values of selected ASN.1 types defined for LDAP and X.500. The ABNF rule names beginning with uppercase letters describe the GSER encoding of values of the ASN.1 type with the same name. AttributeType = OBJECT-IDENTIFIER The characters of a DirectoryString are translated into UTF-8 characters as required before being encoded between double quotes with any embedded double quotes escaped by being repeated. DirectoryString = StringValue / ( id-teletexString ":" TeletexString ) / ( id-printableString ":" PrintableString ) / ( id-bmpString ":" BMPString ) / ( id-universalString ":" UniversalString ) / ( id-uTF8String ":" UTF8String ) id-teletexString = %x74.65.6C.65.74.65.78.53.74.72.69.6E.67 ; "teletexString" id-printableString = %x70.72.69.6E.74.61.62.6C.65 %x53.74.72.69.6E.67 ; "printableString" id-bmpString = %x62.6D.70.53.74.72.69.6E.67 ; "bmpString" id-universalString = %x75.6E.69.76.65.72.73.61.6C %x53.74.72.69.6E.67 ; "universalString" id-uTF8String = %x75.54.46.38.53.74.72.69.6E.67 ; "uTF8String" Legg Informational [Page 9]
RFC 3642 Common Elements of GSER Encodings October 2003 The <RDNSequence> rule describes the GSER encoding of values of the RDNSequence type, which is syntactically equivalent to the DistinguishedName and LocalName types. The <RDNSequence> rule encodes a name as an LDAPDN character string between double quotes. The character string is first derived according to the <distinguishedName> rule in Section 3 of RFC 2253 [5], and then it is encoded between double quotes with any embedded double quotes escaped by being repeated. DistinguishedName = RDNSequence LocalName = RDNSequence RDNSequence = dquote *SafeUTF8Character dquote The <RelativeDistinguishedName> rule describes the GSER encoding of values of the RelativeDistinguishedName type that are not part of an RDNSequence value. The <RelativeDistinguishedName> rule encodes an RDN as a double quoted string containing the RDN as it would appear in an LDAPDN character string. The character string is first derived according to the <name-component> rule in Section 3 of RFC 2253 [5], and then any embedded double quote characters are escaped by being repeated. This resulting string is output between double quotes. RelativeDistinguishedName = dquote *SafeUTF8Character dquote The <ORAddress> rule encodes an X.400 address as an IA5 character string between double quotes. The character string is first derived according to Section 4.1 of RFC 2156 [2], and then any embedded double quotes are escaped by being repeated. This resulting string is output between double quotes. ORAddress = dquote *SafeIA5Character dquote

7. Security Considerations

This document contains an alternative description of parts of the Generic String Encoding Rules, but does not replace or alter GSER in any way. For the full security implications of using GSER, see the Security Considerations section for GSER [7].

8. References

8.1. Normative References

[1] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [2] Kille, S., "MIXER (Mime Internet X.400 Enhanced Relay): Mapping between X.400 and RFC 822/MIME", RFC 2156, January 1998. Legg Informational [Page 10]
RFC 3642 Common Elements of GSER Encodings October 2003 [3] Crocker, D. and P. Overell, "Augmented BNF for Syntax Specifications: ABNF", RFC 2234, November 1997. [4] Wahl, M., Coulbeck, A., Howes, T. and S. Kille, "Lightweight Directory Access Protocol (v3): Attribute Syntax Definitions", RFC 2252, December 1997. [5] Wahl, M., Kille, S. and T. Howes, "Lightweight Directory Access Protocol (v3): UTF-8 String Representation of Distinguished Names", RFC 2253, December 1997. [6] Yergeau, F., "UTF-8, a transformation format of ISO 10646", RFC 2279, January 1998. [7] Legg, S., "Generic String Encoding Rules (GSER) for ASN.1 Types", RFC 3641, October 2003. [8] ITU-T Recommendation X.680 (07/02) | ISO/IEC 8824-1:2002 Information technology - Abstract Syntax Notation One (ASN.1): Specification of basic notation

8.2. Informative References

[9] Hovey, R. and S. Bradner, "The Organizations Involved in the IETF Standards Process", BCP 11, RFC 2028, October 1996. [10] Hodges, J. and R. Morgan, "Lightweight Directory Access Protocol (v3): Technical Specification", RFC 3377, September 2002. [11] ITU-T Recommendation X.500 (1993) | ISO/IEC 9594-1:1994, Information Technology - Open Systems Interconnection - The Directory: Overview of concepts, models and services Legg Informational [Page 11]
RFC 3642 Common Elements of GSER Encodings October 2003

9. Intellectual Property Notice

The IETF takes no position regarding the validity or scope of any intellectual property or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; neither does it represent that it has made any effort to identify any such rights. Information on the IETF's procedures with respect to rights in standards-track and standards-related documentation can be found in BCP-11. Copies of claims of rights made available for publication and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementors or users of this specification can be obtained from the IETF Secretariat. The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights which may cover technology that may be required to practice this standard. Please address the information to the IETF Executive Director.

10. Author's Address

Steven Legg Adacel Technologies Ltd. 250 Bay Street Brighton, Victoria 3186 AUSTRALIA Phone: +61 3 8530 7710 Fax: +61 3 8530 7888 EMail: steven.legg@adacel.com.au Legg Informational [Page 12]
RFC 3642 Common Elements of GSER Encodings October 2003

11. Full Copyright Statement

Copyright (C) The Internet Society (2003). All Rights Reserved. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assignees. This document and the information contained herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. Acknowledgement Funding for the RFC Editor function is currently provided by the Internet Society. Legg Informational [Page 13]